Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YUEN, LAI WA
Chinese Name of Relevant Individual

阮麗華
HKMA Registration Number
AI0480
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YUEN, LAI WA
:
Chinese Name of Relevant Individual
阮麗華
:
HKMA Registration Number
AI0480
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Jan 2019
No
ASSISTANT BRANCH MANAGER (SERVICE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Jan 2019
No
ASSISTANT BRANCH MANAGER (SERVICE)