Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KOON FUNG
Chinese Name of Relevant Individual
何冠峰
HKMA Registration Number
AI0547
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2024 - 02 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2024 - 02 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2021 - 03 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2019 - 18 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2019 - 18 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KOON FUNG
:
Chinese Name of Relevant Individual
何冠峰
:
HKMA Registration Number
AI0547
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0547
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Jan 2024 - 02 Nov 2024
No
AI0547
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Jan 2024 - 02 Nov 2024
No
AI0547
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2021 - 03 Feb 2022
No
AI0547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jan 2019 - 18 Feb 2021
No
AI0547
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jan 2019 - 18 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
