Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWAN, HOI KI KATTY
Chinese Name of Relevant Individual

關凱琪
HKMA Registration Number
AI0556
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWAN, HOI KI KATTY
:
Chinese Name of Relevant Individual
關凱琪
:
HKMA Registration Number
AI0556
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2024
No
PRIVATE BANKING ASSISTANT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2024
No
PRIVATE BANKING ASSISTANT RELATIONSHIP MANAGER