Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, TSZ MAN
Chinese Name of Relevant Individual
周芷敏
HKMA Registration Number
AI0577
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2022 - 27 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2022 - 27 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 05 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 05 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, TSZ MAN
:
Chinese Name of Relevant Individual
周芷敏
:
HKMA Registration Number
AI0577
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0577
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Apr 2022 - 27 Jul 2025
No
AI0577
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Apr 2022 - 27 Jul 2025
No
AI0577
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2019 - 05 Feb 2021
No
AI0577
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2019 - 05 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.