Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TSZ CHUNG
Chinese Name of Relevant Individual
吳子聰
HKMA Registration Number
AI0583
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2019 - 19 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2019 - 19 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2019 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2019 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 24 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 24 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TSZ CHUNG
:
Chinese Name of Relevant Individual
吳子聰
:
HKMA Registration Number
AI0583
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0583
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Sep 2019 - 19 Apr 2021
No
AI0583
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Sep 2019 - 19 Apr 2021
No
AI0583
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Apr 2019 - 06 Aug 2019
No
AI0583
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Apr 2019 - 06 Aug 2019
No
AI0583
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Jan 2019 - 24 Mar 2019
No
AI0583
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Jan 2019 - 24 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.