Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, TSZ HO
Chinese Name of Relevant Individual
范子豪
HKMA Registration Number
AI0639
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2024 - 31 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2024 - 31 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2019 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, TSZ HO
:
Chinese Name of Relevant Individual
范子豪
:
HKMA Registration Number
AI0639
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0639
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
10 Dec 2024 - 31 Jul 2025
No
AI0639
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
10 Dec 2024 - 31 Jul 2025
No
AI0639
CITIBANK, N.A.
Type 1: dealing in securities
07 Sep 2019 - 25 Oct 2024
No
AI0639
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2019 - 25 Oct 2024
No
AI0639
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2019 - 17 May 2019
No
AI0639
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2019 - 17 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
