Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KWUN MAN
Chinese Name of Relevant Individual
林冠汶
HKMA Registration Number
AI0655
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2021 - 28 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2021 - 28 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2019 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2019 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2019 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2019 - 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KWUN MAN
:
Chinese Name of Relevant Individual
林冠汶
:
HKMA Registration Number
AI0655
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0655
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
15 Nov 2021 - 28 Oct 2025
No
AI0655
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
15 Nov 2021 - 28 Oct 2025
No
AI0655
CITIBANK, N.A.
Type 1: dealing in securities
24 Jan 2019 - 05 Nov 2021
No
AI0655
CITIBANK, N.A.
Type 4: advising on securities
24 Jan 2019 - 05 Nov 2021
No
AI0655
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Jan 2019 - 05 Nov 2021
No
AI0655
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Jan 2019 - 05 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.