Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PEBERDY, JONATHAN
Chinese Name of Relevant Individual
HKMA Registration Number
AI0681
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2019 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2019 - 30 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2019 - 30 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PEBERDY, JONATHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0681
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0681
NATWEST MARKETS PLC
Type 1: dealing in securities
24 Sep 2019 - 26 Sep 2019
No
AI0681
NATWEST MARKETS PLC
Type 4: advising on securities
24 Sep 2019 - 26 Sep 2019
No
AI0681
NATWEST MARKETS PLC
Type 1: dealing in securities
28 Jan 2019 - 30 Jan 2019
No
AI0681
NATWEST MARKETS PLC
Type 4: advising on securities
28 Jan 2019 - 30 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.