Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, TIEN LI
Chinese Name of Relevant Individual
劉天立
HKMA Registration Number
AI0684
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2019 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2019 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2019 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, TIEN LI
:
Chinese Name of Relevant Individual
劉天立
:
HKMA Registration Number
AI0684
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0684
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
29 Jan 2019 - 22 Mar 2026
No
AI0684
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
29 Jan 2019 - 22 Mar 2026
No
AI0684
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
29 Jan 2019 - 22 Mar 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.