Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
ER, XUE PIN
Chinese Name of Relevant Individual

余學品
HKMA Registration Number
AI0715
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CLIENT MANAGEMENT, SECURITIES LENDING AND LIQUIDITY SERVICES
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CLIENT MANAGEMENT, SECURITIES LENDING AND LIQUIDITY SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
ER, XUE PIN
:
Chinese Name of Relevant Individual
余學品
:
HKMA Registration Number
AI0715
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
31 Jan 2019
Yes
HEAD OF CLIENT MANAGEMENT, SECURITIES LENDING AND LIQUIDITY SERVICES
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
31 Jan 2019
Yes
HEAD OF CLIENT MANAGEMENT, SECURITIES LENDING AND LIQUIDITY SERVICES