Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOH, TING ZHENG
Chinese Name of Relevant Individual
罗廷正
HKMA Registration Number
AI0752
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2026 - 26 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2026 - 26 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2024 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2024 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2019 - 09 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOH, TING ZHENG
:
Chinese Name of Relevant Individual
罗廷正
:
HKMA Registration Number
AI0752
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0752
UBS AG
Type 1: dealing in securities
21 Apr 2026 - 26 Apr 2026
No
AI0752
UBS AG
Type 4: advising on securities
21 Apr 2026 - 26 Apr 2026
No
AI0752
UBS AG
Type 1: dealing in securities
30 Jul 2024 - 04 Aug 2024
No
AI0752
UBS AG
Type 4: advising on securities
30 Jul 2024 - 04 Aug 2024
No
AI0752
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Feb 2019 - 09 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.