Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, YEONG-TYAN
Chinese Name of Relevant Individual
蔡咏恬
HKMA Registration Number
AI0780
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2025 - 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2019 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, YEONG-TYAN
:
Chinese Name of Relevant Individual
蔡咏恬
:
HKMA Registration Number
AI0780
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0780
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jul 2025 - 18 Jul 2025
No
AI0780
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Feb 2020
No
AI0780
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Oct 2019 - 25 Oct 2019
No
AI0780
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Feb 2019 - 15 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.