Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, CHUNG PO
Chinese Name of Relevant Individual
彭忠寶
HKMA Registration Number
AI0782
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2024 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2024 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2019 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Feb 2019 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, CHUNG PO
:
Chinese Name of Relevant Individual
彭忠寶
:
HKMA Registration Number
AI0782
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0782
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
10 Jan 2024 - 19 Mar 2024
No
AI0782
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
10 Jan 2024 - 19 Mar 2024
No
AI0782
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Feb 2019 - 30 Jun 2020
No
AI0782
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
09 Feb 2019 - 30 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.