Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SZE LONG
Chinese Name of Relevant Individual
羅思朗
HKMA Registration Number
AI0796
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SZE LONG
:
Chinese Name of Relevant Individual
羅思朗
:
HKMA Registration Number
AI0796
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0796
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Feb 2020 - 14 Nov 2021
No
AI0796
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Feb 2020 - 14 Nov 2021
No
AI0796
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2019 - 21 Sep 2019
No
AI0796
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2019 - 21 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.