Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, ZHAN
Chinese Name of Relevant Individual
杨展
HKMA Registration Number
AI0824
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 29 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2020 - 29 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, ZHAN
:
Chinese Name of Relevant Individual
杨展
:
HKMA Registration Number
AI0824
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0824
BANK OF CHINA LIMITED
Type 1: dealing in securities
10 Jan 2020 - 29 Sep 2021
No
AI0824
BANK OF CHINA LIMITED
Type 4: advising on securities
10 Jan 2020 - 29 Sep 2021
No
AI0824
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
14 Feb 2019 - 11 Dec 2019
No
AI0824
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
14 Feb 2019 - 11 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
