Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, OCEANE
Chinese Name of Relevant Individual
陳菁慧
HKMA Registration Number
AI0849
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2019 - 16 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2019 - 16 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2019 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2019 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, OCEANE
:
Chinese Name of Relevant Individual
陳菁慧
:
HKMA Registration Number
AI0849
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0849
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
17 Oct 2019 - 16 Nov 2025
No
AI0849
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
17 Oct 2019 - 16 Nov 2025
No
AI0849
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Feb 2019 - 02 Oct 2019
No
AI0849
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Feb 2019 - 02 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.