Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, JING
Chinese Name of Relevant Individual
劉婧
HKMA Registration Number
AI0863
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HUA XIA BANK CO., LIMITED
SFC CE number
BDQ794
Business Address
SUITES 1611-1615 ON 16/F AND THE WHOLE OF 18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2021 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2021 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2021 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2021 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2019 - 15 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2019 - 15 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, JING
:
Chinese Name of Relevant Individual
劉婧
:
HKMA Registration Number
AI0863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
03 May 2024
No
SENIOR MANAGER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
03 May 2024
No
SENIOR MANAGER
Name of Registered Institution
SFC CE number
Business Address
HUA XIA BANK CO., LIMITED
BDQ794
SUITES 1611-1615 ON 16/F AND THE WHOLE OF 18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0863
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
Since 03 May 2024
No
AI0863
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
Since 03 May 2024
No
AI0863
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2021 - 17 Feb 2024
No
AI0863
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2021 - 17 Feb 2024
No
AI0863
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
03 Jul 2021 - 17 Feb 2024
No
AI0863
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
03 Jul 2021 - 17 Feb 2024
No
AI0863
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
18 Feb 2019 - 15 Jun 2021
No
AI0863
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
18 Feb 2019 - 15 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.