Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, CHUN KA
Chinese Name of Relevant Individual
霍俊嘉
HKMA Registration Number
AI0883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2020 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2020 - 04 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 30 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2019 - 30 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, CHUN KA
:
Chinese Name of Relevant Individual
霍俊嘉
:
HKMA Registration Number
AI0883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0883
BANCO SANTANDER, S.A.
Type 1: dealing in securities
11 Nov 2020 - 04 Aug 2023
No
AI0883
BANCO SANTANDER, S.A.
Type 4: advising on securities
11 Nov 2020 - 04 Aug 2023
No
AI0883
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
20 Feb 2019 - 30 Oct 2020
No
AI0883
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
20 Feb 2019 - 30 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.