Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
NG, SIU KIU
Chinese Name of Relevant Individual

吳小嬌
HKMA Registration Number
AI0899
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, SIU KIU
:
Chinese Name of Relevant Individual
吳小嬌
:
HKMA Registration Number
AI0899
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
21 Jul 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
21 Jul 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING