Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHONG CHAU LEO
Chinese Name of Relevant Individual
李昶宙
HKMA Registration Number
AI0944
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2021 - 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2021 - 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jul 2021 - 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2019 - 26 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2019 - 26 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHONG CHAU LEO
:
Chinese Name of Relevant Individual
李昶宙
:
HKMA Registration Number
AI0944
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0944
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Jul 2021 - 12 May 2022
No
AI0944
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Jul 2021 - 12 May 2022
No
AI0944
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Jul 2021 - 12 May 2022
No
AI0944
BPI INTERNATIONAL FINANCE LIMITED
Type 1: dealing in securities
27 Feb 2019 - 26 Apr 2020
No
AI0944
BPI INTERNATIONAL FINANCE LIMITED
Type 4: advising on securities
27 Feb 2019 - 26 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.