Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KYUNG JIN
Chinese Name of Relevant Individual
HKMA Registration Number
AI0974
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER
Remarks
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
KEXIM ASIA LIMITED
SFC CE number
ABC833
Business Address
UNIT 2904-05, 29/F, CENTRAL PLAZA, 18 HARBOUR ROAD, WANCHAI, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
KEXIM ASIA LIMITED
Effective Date
08 Apr 2022
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of KEXIM ASIA LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEXIM ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KYUNG JIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0974
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
KEXIM ASIA LIMITED
Type 1: dealing in securities
02 Mar 2019
Yes
SENIOR MANAGER
KEXIM ASIA LIMITED
Type 4: advising on securities
02 Mar 2019
Yes
SENIOR MANAGER
Name of Registered Institution
SFC CE number
Business Address
KEXIM ASIA LIMITED
ABC833
UNIT 2904-05, 29/F, CENTRAL PLAZA, 18 HARBOUR ROAD, WANCHAI, HONG KONG.
Registered Institution
Effective Date
Description
KEXIM ASIA LIMITED
1
08 Apr 2022
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of KEXIM ASIA LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0974
KEXIM ASIA LIMITED
Type 1: dealing in securities
Since 01 Nov 2019
Yes
AI0974
KEXIM ASIA LIMITED
Type 4: advising on securities
Since 01 Nov 2019
Yes
AI0974
KEXIM ASIA LIMITED
Type 1: dealing in securities
02 Mar 2019 - 31 Oct 2019
No
AI0974
KEXIM ASIA LIMITED
Type 4: advising on securities
02 Mar 2019 - 31 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.