Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHING, TSZ KWAN
Chinese Name of Relevant Individual
盛芷珺
HKMA Registration Number
AI0985
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2024 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2024 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2019 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2019 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Mar 2019 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHING, TSZ KWAN
:
Chinese Name of Relevant Individual
盛芷珺
:
HKMA Registration Number
AI0985
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0985
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2024 - 15 May 2025
No
AI0985
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2024 - 15 May 2025
No
AI0985
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Mar 2019 - 25 Oct 2024
No
AI0985
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Mar 2019 - 25 Oct 2024
No
AI0985
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Mar 2019 - 25 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.