Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, HUI CHIN
Chinese Name of Relevant Individual
HKMA Registration Number
AI0995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2019 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2019 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2019 - 05 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2019 - 05 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2019 - 08 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2019 - 08 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, HUI CHIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
14 Jan 2020 - 17 Jan 2020
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
14 Jan 2020 - 17 Jan 2020
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Oct 2019 - 11 Oct 2019
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Oct 2019 - 11 Oct 2019
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
31 May 2019 - 05 Jun 2019
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
31 May 2019 - 05 Jun 2019
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
05 Mar 2019 - 08 Mar 2019
No
AI0995
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
05 Mar 2019 - 08 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.