Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, JINGBO
Chinese Name of Relevant Individual
莫璟波
HKMA Registration Number
AI0998
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA ZHESHANG BANK CO., LTD.
SFC CE number
BHF065
Business Address
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA ZHESHANG BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, JINGBO
:
Chinese Name of Relevant Individual
莫璟波
:
HKMA Registration Number
AI0998
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
29 Dec 2021
No
FIRST VICE PRESIDENT
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
29 Dec 2021
No
FIRST VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
CHINA ZHESHANG BANK CO., LTD.
BHF065
15TH FLOOR, THREE EXCHANGE SQUARE, NO. 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0998
CHINA ZHESHANG BANK CO., LTD.
Type 1: dealing in securities
Since 29 Dec 2021
No
AI0998
CHINA ZHESHANG BANK CO., LTD.
Type 4: advising on securities
Since 29 Dec 2021
No
AI0998
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Sep 2019 - 31 Mar 2021
No
AI0998
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Sep 2019 - 31 Mar 2021
No
AI0998
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
06 Mar 2019 - 21 Jun 2019
No
AI0998
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
06 Mar 2019 - 21 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.