Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, LONG YIN
Chinese Name of Relevant Individual
石朗妍
HKMA Registration Number
AI1072
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2022 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
07 Oct 2022 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2022 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
07 Oct 2022 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
07 Oct 2022 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2019 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2019 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, LONG YIN
:
Chinese Name of Relevant Individual
石朗妍
:
HKMA Registration Number
AI1072
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1072
LGT BANK AG
Type 1: dealing in securities
07 Oct 2022 - 19 Jan 2024
No
AI1072
LGT BANK AG
Type 2: dealing in futures contracts
07 Oct 2022 - 19 Jan 2024
No
AI1072
LGT BANK AG
Type 4: advising on securities
07 Oct 2022 - 19 Jan 2024
No
AI1072
LGT BANK AG
Type 5: advising on futures contracts
07 Oct 2022 - 19 Jan 2024
No
AI1072
LGT BANK AG
Type 9: asset management
07 Oct 2022 - 19 Jan 2024
No
AI1072
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
13 Mar 2019 - 27 Aug 2021
No
AI1072
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
13 Mar 2019 - 27 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.