Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, HO YIN
Chinese Name of Relevant Individual
關浩賢
HKMA Registration Number
AI1073
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2019 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2019 - 13 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2019 - 13 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, HO YIN
:
Chinese Name of Relevant Individual
關浩賢
:
HKMA Registration Number
AI1073
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1073
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 29 Apr 2022
No
AI1073
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
30 Oct 2019 - 29 Apr 2022
No
AI1073
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
13 Mar 2019 - 13 Oct 2019
No
AI1073
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
13 Mar 2019 - 13 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.