Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, KIN YING DORIS
Chinese Name of Relevant Individual
洪建盈
HKMA Registration Number
AI1077
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2020 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2020 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2019 - 12 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2019 - 12 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, KIN YING DORIS
:
Chinese Name of Relevant Individual
洪建盈
:
HKMA Registration Number
AI1077
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1077
CREDIT SUISSE AG
Type 1: dealing in securities
01 Jul 2020 - 30 Sep 2021
No
AI1077
CREDIT SUISSE AG
Type 4: advising on securities
01 Jul 2020 - 30 Sep 2021
No
AI1077
BNP PARIBAS
Type 1: dealing in securities
13 Mar 2019 - 12 Jun 2020
No
AI1077
BNP PARIBAS
Type 4: advising on securities
13 Mar 2019 - 12 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.