Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SHEUNG
Chinese Name of Relevant Individual
楊常
HKMA Registration Number
AI1088
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2025 - 20 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2025 - 20 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2019 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2019 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SHEUNG
:
Chinese Name of Relevant Individual
楊常
:
HKMA Registration Number
AI1088
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1088
CTBC BANK CO., LTD.
Type 1: dealing in securities
23 Jul 2025 - 20 Sep 2025
No
AI1088
CTBC BANK CO., LTD.
Type 4: advising on securities
23 Jul 2025 - 20 Sep 2025
No
AI1088
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Dec 2021 - 23 May 2025
No
AI1088
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Dec 2021 - 23 May 2025
No
AI1088
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2019 - 29 Oct 2021
No
AI1088
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2019 - 29 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.