Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SIU TO
Chinese Name of Relevant Individual
李兆滔
HKMA Registration Number
AI1117
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2020 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2020 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2019 - 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2019 - 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SIU TO
:
Chinese Name of Relevant Individual
李兆滔
:
HKMA Registration Number
AI1117
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1117
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2020 - 07 Aug 2022
No
AI1117
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2020 - 07 Aug 2022
No
AI1117
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2019 - 22 Aug 2019
No
AI1117
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Mar 2019 - 22 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.