Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, HENG
Chinese Name of Relevant Individual

刘珩
HKMA Registration Number
AI1136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER LEVEL
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER LEVEL
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
20 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER LEVEL
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, HENG
:
Chinese Name of Relevant Individual
刘珩
:
HKMA Registration Number
AI1136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
07 May 2019
No
GENERAL MANAGER LEVEL
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
07 May 2019
No
GENERAL MANAGER LEVEL
CHINA MERCHANTS BANK CO., LTD.
Type 9: asset management
20 Mar 2019
Yes
GENERAL MANAGER LEVEL