Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, PEIK MUN
Chinese Name of Relevant Individual
HKMA Registration Number
AI1138
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2025 - 10 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2023 - 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2023 - 16 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2019 - 02 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2019 - 28 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, PEIK MUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI1138
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1138
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2026 - 09 Jan 2026
No
AI1138
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Sep 2025 - 10 Sep 2025
No
AI1138
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
29 May 2023 - 03 Jun 2023
No
AI1138
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 Jan 2023 - 16 Jan 2023
No
AI1138
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Jul 2019 - 02 Aug 2019
No
AI1138
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Mar 2019 - 28 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.