Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, JIN
Chinese Name of Relevant Individual
李晋
HKMA Registration Number
AI1157
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2023 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2023 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2019 - 03 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2019 - 03 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, JIN
:
Chinese Name of Relevant Individual
李晋
:
HKMA Registration Number
AI1157
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1157
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
23 Mar 2023 - 29 Sep 2025
No
AI1157
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
23 Mar 2023 - 29 Sep 2025
No
AI1157
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Mar 2019 - 03 Feb 2023
No
AI1157
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Mar 2019 - 03 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.