Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KWOK MING
Chinese Name of Relevant Individual
朱國銘
HKMA Registration Number
AI1159
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2022 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2022 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2019 - 12 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2019 - 12 Nov 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KWOK MING
:
Chinese Name of Relevant Individual
朱國銘
:
HKMA Registration Number
AI1159
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1159
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2022 - 31 Aug 2022
No
AI1159
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2022 - 31 Aug 2022
No
AI1159
CITIBANK, N.A.
Type 1: dealing in securities
23 Oct 2021 - 04 Feb 2022
No
AI1159
CITIBANK, N.A.
Type 4: advising on securities
23 Oct 2021 - 04 Feb 2022
No
AI1159
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2021 - 04 Feb 2022
No
AI1159
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2021 - 04 Feb 2022
No
AI1159
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2019 - 31 Aug 2021
No
AI1159
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2019 - 31 Aug 2021
No
AI1159
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
22 Mar 2019 - 12 Nov 2019
No
AI1159
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
22 Mar 2019 - 12 Nov 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.