Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI CHIN ZURI
Chinese Name of Relevant Individual
王蔚仟
HKMA Registration Number
AI1174
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2024 - 10 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2024 - 10 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
08 Oct 2024 - 10 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
17 Oct 2022 - 13 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2022 - 13 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2022 - 13 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2019 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI CHIN ZURI
:
Chinese Name of Relevant Individual
王蔚仟
:
HKMA Registration Number
AI1174
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1174
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Oct 2024 - 10 Apr 2025
No
AI1174
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Oct 2024 - 10 Apr 2025
No
AI1174
ROYAL BANK OF CANADA
Type 9: asset management
08 Oct 2024 - 10 Apr 2025
No
AI1174
BANQUE PICTET & CIE SA
Type 9: asset management
17 Oct 2022 - 13 Sep 2024
No
AI1174
BANQUE PICTET & CIE SA
Type 1: dealing in securities
16 Sep 2022 - 13 Sep 2024
No
AI1174
BANQUE PICTET & CIE SA
Type 4: advising on securities
16 Sep 2022 - 13 Sep 2024
No
AI1174
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 May 2021 - 12 Aug 2022
No
AI1174
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Mar 2019 - 12 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.