Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KA MAN
Chinese Name of Relevant Individual
李嘉雯
HKMA Registration Number
AI1175
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2020 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2020 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Apr 2019 - 07 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2019 - 07 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2019 - 07 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KA MAN
:
Chinese Name of Relevant Individual
李嘉雯
:
HKMA Registration Number
AI1175
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1175
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jul 2020 - 24 Apr 2023
No
AI1175
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jul 2020 - 24 Apr 2023
No
AI1175
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Apr 2019 - 07 Jun 2020
No
AI1175
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Mar 2019 - 07 Jun 2020
No
AI1175
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Mar 2019 - 07 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.