Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, WAN LEONG
Chinese Name of Relevant Individual
張運亮
HKMA Registration Number
AI1226
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CAPITAL MARKET
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CAPITAL MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CTBC BANK CO., LTD.
SFC CE number
ABM849
Business Address
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2021 - 09 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2021 - 09 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2021 - 09 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2021 - 09 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2020 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2020 - 20 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2019 - 08 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2019 - 08 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, WAN LEONG
:
Chinese Name of Relevant Individual
張運亮
:
HKMA Registration Number
AI1226
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
27 Jul 2022
No
VICE PRESIDENT, CAPITAL MARKET
CTBC BANK CO., LTD.
Type 4: advising on securities
27 Jul 2022
No
VICE PRESIDENT, CAPITAL MARKET
Name of Registered Institution
SFC CE number
Business Address
CTBC BANK CO., LTD.
ABM849
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1226
CTBC BANK CO., LTD.
Type 1: dealing in securities
Since 27 Jul 2022
No
AI1226
CTBC BANK CO., LTD.
Type 4: advising on securities
Since 27 Jul 2022
No
AI1226
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2021 - 09 Jun 2022
No
AI1226
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2021 - 09 Jun 2022
No
AI1226
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Jan 2021 - 09 Jun 2022
No
AI1226
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Jan 2021 - 09 Jun 2022
No
AI1226
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Feb 2020 - 20 Sep 2020
No
AI1226
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Feb 2020 - 20 Sep 2020
No
AI1226
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Mar 2019 - 08 Dec 2019
No
AI1226
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Mar 2019 - 08 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.