Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, JUNYAN
Chinese Name of Relevant Individual
范俊彥
HKMA Registration Number
AI1263
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF BUSINESS DEVELOPMENT, GREATER CHINA
Remarks
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
02 Apr 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF BUSINESS DEVELOPMENT, GREATER CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
COÖPERATIEVE RABOBANK U.A.
SFC CE number
ADB883
Business Address
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Effective Date
25 Jul 2025
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Effective Date
25 Jul 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 25 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2019 - 24 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Apr 2019 - 24 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, JUNYAN
:
Chinese Name of Relevant Individual
范俊彥
:
HKMA Registration Number
AI1263
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
02 Apr 2019
Yes
HEAD OF BUSINESS DEVELOPMENT, GREATER CHINA
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
02 Apr 2019
Yes
HEAD OF BUSINESS DEVELOPMENT, GREATER CHINA
Name of Registered Institution
SFC CE number
Business Address
COÖPERATIEVE RABOBANK U.A.
ADB883
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Registered Institution
Effective Date
Description
COÖPERATIEVE RABOBANK U.A.
1
25 Jul 2025
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
COÖPERATIEVE RABOBANK U.A.
2
25 Jul 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1263
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
Since 25 Jul 2025
Yes
AI1263
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
Since 25 Jul 2025
Yes
AI1263
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
02 Apr 2019 - 24 Jul 2025
No
AI1263
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
02 Apr 2019 - 24 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.