Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAO, PING
Chinese Name of Relevant Individual
趙平
HKMA Registration Number
AI1290
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2024 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2024 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2022 - 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2022 - 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2019 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2019 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAO, PING
:
Chinese Name of Relevant Individual
趙平
:
HKMA Registration Number
AI1290
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1290
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
19 Jun 2024 - 06 Feb 2026
No
AI1290
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
19 Jun 2024 - 06 Feb 2026
No
AI1290
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
07 May 2022 - 07 Jun 2024
No
AI1290
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
07 May 2022 - 07 Jun 2024
No
AI1290
BANK SINOPAC
Type 1: dealing in securities
04 Apr 2019 - 18 Feb 2022
No
AI1290
BANK SINOPAC
Type 4: advising on securities
04 Apr 2019 - 18 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.