Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, HUAIBIN
Chinese Name of Relevant Individual
楊懷斌
HKMA Registration Number
AI1299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 17 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2021 - 17 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2019 - 14 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2019 - 14 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, HUAIBIN
:
Chinese Name of Relevant Individual
楊懷斌
:
HKMA Registration Number
AI1299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1299
BNP PARIBAS
Type 1: dealing in securities
21 Oct 2021 - 17 Jan 2022
No
AI1299
BNP PARIBAS
Type 4: advising on securities
21 Oct 2021 - 17 Jan 2022
No
AI1299
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
05 Apr 2019 - 14 Oct 2019
No
AI1299
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
05 Apr 2019 - 14 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.