Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, TIK MIN DANIEL
Chinese Name of Relevant Individual
吳得憫
HKMA Registration Number
AI1324
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2019 - 22 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2019 - 22 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2019 - 22 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2019 - 22 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, TIK MIN DANIEL
:
Chinese Name of Relevant Individual
吳得憫
:
HKMA Registration Number
AI1324
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1324
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2019 - 22 Dec 2020
No
AI1324
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2019 - 22 Dec 2020
No
AI1324
DBS BANK LTD.
Type 1: dealing in securities
09 Apr 2019 - 22 Dec 2020
No
AI1324
DBS BANK LTD.
Type 4: advising on securities
09 Apr 2019 - 22 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.