Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, HAO LIN
Chinese Name of Relevant Individual
孫昊霖
HKMA Registration Number
AI1373
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2024 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2024 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
13 Jul 2020 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2019 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, HAO LIN
:
Chinese Name of Relevant Individual
孫昊霖
:
HKMA Registration Number
AI1373
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1373
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Jul 2024 - 24 Jul 2024
No
AI1373
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Jul 2024 - 24 Jul 2024
No
AI1373
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
13 Jul 2020 - 19 Apr 2022
No
AI1373
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Apr 2019 - 19 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.