Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUO, LINJING
Chinese Name of Relevant Individual
羅琳婧
HKMA Registration Number
AI1383
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
16 Apr 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUO, LINJING
:
Chinese Name of Relevant Individual
羅琳婧
:
HKMA Registration Number
AI1383
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1383
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
16 Apr 2019 - 28 Feb 2022
No
AI1383
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
16 Apr 2019 - 28 Feb 2022
No
AI1383
CHINA MERCHANTS BANK CO., LTD.
Type 9: asset management
16 Apr 2019 - 28 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
