Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HUNG, KA HIM JOHANNES
Chinese Name of Relevant Individual

洪嘉謙
HKMA Registration Number
AI1401
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT TEAM
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT TEAM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HUNG, KA HIM JOHANNES
:
Chinese Name of Relevant Individual
洪嘉謙
:
HKMA Registration Number
AI1401
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MOX BANK LIMITED
Type 1: dealing in securities
24 Oct 2025
No
INVESTMENT TEAM
MOX BANK LIMITED
Type 4: advising on securities
24 Oct 2025
No
INVESTMENT TEAM