Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, CHI SHING
Chinese Name of Relevant Individual
孫志成
HKMA Registration Number
AI1402
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2024 - 29 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2024 - 29 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2023 - 13 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2023 - 13 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2021 - 16 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2021 - 16 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2019 - 14 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2019 - 14 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, CHI SHING
:
Chinese Name of Relevant Individual
孫志成
:
HKMA Registration Number
AI1402
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1402
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Apr 2024 - 29 Jul 2024
No
AI1402
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Apr 2024 - 29 Jul 2024
No
AI1402
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Mar 2023 - 13 Feb 2024
No
AI1402
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Mar 2023 - 13 Feb 2024
No
AI1402
CHONG HING BANK LIMITED
Type 1: dealing in securities
23 Oct 2021 - 16 Jan 2023
No
AI1402
CHONG HING BANK LIMITED
Type 4: advising on securities
23 Oct 2021 - 16 Jan 2023
No
AI1402
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2019 - 14 Jun 2021
No
AI1402
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2019 - 14 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.