Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHANG, SHUO JEN
Chinese Name of Relevant Individual

張碩仁
HKMA Registration Number
AI1432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Apr 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
ASSISTANT VICE PRESIDENT-WEALTH MANAGEMENT DEPARTMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Apr 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
ASSISTANT VICE PRESIDENT-WEALTH MANAGEMENT DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHANG, SHUO JEN
:
Chinese Name of Relevant Individual
張碩仁
:
HKMA Registration Number
AI1432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
24 Apr 2019
Yes
ASSISTANT VICE PRESIDENT-WEALTH MANAGEMENT DEPARTMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
24 Apr 2019
Yes
ASSISTANT VICE PRESIDENT-WEALTH MANAGEMENT DEPARTMENT