Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, HUAN
Chinese Name of Relevant Individual
馬歡
HKMA Registration Number
AI1464
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2020 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2020 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2019 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2019 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, HUAN
:
Chinese Name of Relevant Individual
馬歡
:
HKMA Registration Number
AI1464
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1464
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Jun 2020 - 24 Sep 2020
No
AI1464
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Jun 2020 - 24 Sep 2020
No
AI1464
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Apr 2019 - 03 Jan 2020
No
AI1464
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Apr 2019 - 03 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.