Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, XIAOFAN
Chinese Name of Relevant Individual
胡小凡
HKMA Registration Number
AI1465
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2022 - 05 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2022 - 05 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2019 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, XIAOFAN
:
Chinese Name of Relevant Individual
胡小凡
:
HKMA Registration Number
AI1465
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1465
CITIBANK, N.A.
Type 1: dealing in securities
18 May 2022 - 03 Mar 2023
No
AI1465
CITIBANK, N.A.
Type 4: advising on securities
18 May 2022 - 03 Mar 2023
No
AI1465
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
18 May 2022 - 03 Mar 2023
No
AI1465
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
18 May 2022 - 03 Mar 2023
No
AI1465
PING AN BANK CO., LTD.
Type 1: dealing in securities
10 Mar 2022 - 05 May 2022
No
AI1465
PING AN BANK CO., LTD.
Type 4: advising on securities
10 Mar 2022 - 05 May 2022
No
AI1465
UBS AG
Type 1: dealing in securities
27 Apr 2019 - 18 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.