Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, WING YEE FLORENCE
Chinese Name of Relevant Individual
盧穎兒
HKMA Registration Number
AI1484
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2021 - 29 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2021 - 29 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2020 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2019 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2019 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, WING YEE FLORENCE
:
Chinese Name of Relevant Individual
盧穎兒
:
HKMA Registration Number
AI1484
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Aug 2025
No
CLIENT SERVICING MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Aug 2025
No
CLIENT SERVICING MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1484
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 29 Aug 2025
No
AI1484
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 29 Aug 2025
No
AI1484
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
08 Dec 2021 - 29 May 2023
No
AI1484
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
08 Dec 2021 - 29 May 2023
No
AI1484
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Oct 2020 - 16 Nov 2021
No
AI1484
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
23 Oct 2020 - 16 Nov 2021
No
AI1484
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2019 - 06 Sep 2020
No
AI1484
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2019 - 06 Sep 2020
No
AI1484
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2019 - 28 Aug 2019
No
AI1484
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2019 - 28 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.