Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, TANG PANG
Chinese Name of Relevant Individual
葉騰鵬
HKMA Registration Number
AI1523
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2020 - 17 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2020 - 17 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2019 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2019 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, TANG PANG
:
Chinese Name of Relevant Individual
葉騰鵬
:
HKMA Registration Number
AI1523
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1523
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2020 - 17 Aug 2020
No
AI1523
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Mar 2020 - 17 Aug 2020
No
AI1523
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 May 2019 - 16 Jul 2019
No
AI1523
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 May 2019 - 16 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.