Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAUHAN, BHANU PRATAP SINGH
Chinese Name of Relevant Individual
HKMA Registration Number
AI1565
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2024 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Mar 2024 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2019 - 08 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Oct 2019 - 08 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAUHAN, BHANU PRATAP SINGH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI1565
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1565
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Apr 2024
No
AI1565
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Apr 2024
No
AI1565
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2024 - 22 Mar 2024
No
AI1565
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Mar 2024 - 22 Mar 2024
No
AI1565
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Oct 2019 - 08 Oct 2019
No
AI1565
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Oct 2019 - 08 Oct 2019
No
AI1565
BARCLAYS BANK PLC
Type 1: dealing in securities
09 May 2019 - 10 May 2019
No
AI1565
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 May 2019 - 10 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.